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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2020-08-14 |
Branch Locations
8900 Keystone Crossing Ste 400, Indianapolis, IN 46240-2129 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Invesco Distributors, Inc. | Houston | TX | 06/2010 | 04/2018 |
| Edward Jones | St. Louis | MO | 04/2018 | 08/2020 |
| Ameriprise Financial Services Inc | Indianapolis | IN | 08/2020 | 08/2020 |
| Ameriprise Financial Services, Llc | Indianapolis | IN | 03/2020 | 03/2020 |
| Ameriprise Financial Services, Llc. | Indianapolis | IN | 08/2020 | Present |
Business Ownership; BHG Operations; Owner; Manage Ameriprise Business; 8900 Keystone Crossing , Ste 400, Indianapolis, IN, 46240; Investment-Related; 01/09/2025; 1 to 9 hours per month; 0 during trading hours. Outside Employment; BHG Operations; Owner; Manage advisory business; 8900 Keystone Crossing, , Indianapolis, IN, 46240; Investment-Related; 01/29/2025; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-08-19 |
| S63 | Uniform Securities Agent State Law Examination | 2004-12-08 |
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