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Current Employers
Signal Advisors Wealth, Llc

1555 Broadway St, Detroit, MI 48226 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2025-01-27
MI RA APPROVED 2023-03-20
  • LA RA
    APPROVED
    Since 2025-01-27
  • MI RA
    APPROVED
    Since 2023-03-20

Branch Locations

Baton Rouge, LA • United States

1555 Broadway St, Detroit, MI 48226 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Copperleaf Capital, Llc Raleigh NC 01/2015 07/2022
Signal Advisors Wealth, Llc Baton Rouge LA 03/2023 Present
Fj Shaw Wealth Management Llc Detroit MI 08/2023 09/2024
Signal Advisors Wealth, Llc Baton Rouge LA 07/2022 Present
Fj Shaw Wealth Management, Llc Detroit MI 01/2024 Present
Previous Registrations
  • 2024-01-29 → 2024-09-24
    Fj Shaw Wealth Management Llc
    Detroit, MI
  • 2015-02-12 → 2022-07-19
    Clover, SC
  • 2010-06-30 → 2015-02-12
    Global Financial Private Capital, Inc.
    Raleigh, NC
    Sarasota, FL
  • 2009-11-19 → 2010-05-27
    Raleigh, NC
    Summit, NJ
  • 2002-10-11 → 2004-09-17
    Waddell & Reed
    Baton Rouge, LA
Other Businesses

(1) Rhino Ventures LLC: Investment-Related, 5904 Six Parks Road, Raleigh, NC, 27609, Real Estate, LLC Member, Not Employed, Approximate number of hours per month comes to about 1 Hour, Real Estate Holding Co. (2) Griffin & Heath Properties, LLC, not investment-related, P.O. Box 31681, Raleigh, NC, 27122, Partner, Manage financial for private real estate investment, Approximate hours per month comes to about 3 hours, Real Estate Purchase. (3) MRF Marketing, C-Corp, 5904 Six Parks Road, Raleigh, NC, 27622, President, Manage marketing activities for personal brand, approximate hours per month comes to about 5 hours, Marketing Services.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-07-23
S63 Uniform Securities Agent State Law Examination 2001-07-02
  • S65 Uniform Investment Adviser Law Examination
    2008-07-23
  • S63 Uniform Securities Agent State Law Examination
    2001-07-02
Other Names
  • Ryan Heath

View on SEC IAPD

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