Marvin Mccoy Brock

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2000 → Present
  Royal Alliance Associates, Inc.
  Mount Olive, NC

Other Businesses

1. TEAM FINANCIAL RESOURCES, INC. POSITION: Vice President NATURE: Corporation - INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 01/01/2000; ADDRESS: 955 N. Breazeale Avenue Mount Olive, NC 28365, Mount Olive NC 28365, United States; DESCRIPTION: Placement of Life Insurance for clients 2. DELANO R HILL & ASSOCIATES, INC POSITION: Statutory Agent NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 01/01/2000; ADDRESS: 955 N. Breazeale Ave, Mount Olive NC 28365, United States; DESCRIPTION: Placement of life insurance and disability insurance for clients

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-12-01
• S63 Uniform Securities Agent State Law Examination
  1997-12-16

Other Names

• Marvin Coy Brock
• Coy Brock
• Marvin M Brock