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Marvin Mccoy Brock

Osaic Wealth, Inc.

Mount Olive, NC

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2017-03-03
  • NC RA
    APPROVED
    Since 2017-03-03

Branch Locations

955 N. Breazeale Ave., Mount Olive, NC 28365 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Royal Alliance Associates, Inc. Mount Olive NC 03/2000 Present
  • 03/2000 → Present
    Royal Alliance Associates, Inc.
    Mount Olive, NC
Other Businesses

1. TEAM FINANCIAL RESOURCES, INC. POSITION: Vice President NATURE: Corporation - INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 01/01/2000; ADDRESS: 955 N. Breazeale Avenue Mount Olive, NC 28365, Mount Olive NC 28365, United States; DESCRIPTION: Placement of Life Insurance for clients 2. DELANO R HILL & ASSOCIATES, INC POSITION: Statutory Agent NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 01/01/2000; ADDRESS: 955 N. Breazeale Ave, Mount Olive NC 28365, United States; DESCRIPTION: Placement of life insurance and disability insurance for clients

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-12-01
S63 Uniform Securities Agent State Law Examination 1997-12-16
  • S65 Uniform Investment Adviser Law Examination
    2000-12-01
  • S63 Uniform Securities Agent State Law Examination
    1997-12-16
Other Names
  • Marvin Coy Brock
  • Coy Brock
  • Marvin M Brock

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