Gopal Dutt Sharma

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/1994 → Present
  G.D. Sharma Cpa (Sharma & Co)
  Lockport, IL
• 12/2013 → 03/2019
  Questar Capital
  Minneapolis, MN
• 03/2019 → Present
  Woodbury Financial Services, Inc.
  Naperville, IL
• 03/2019 → 01/2024
  Woodbury Financial Services, Inc.
  Naperville, IL
• 01/2024 → Present
  Osaic Wealth, Inc.
  Warrenville, IL

Previous Registrations

• 2019-03-01 → 2024-01-19
  Woodbury Financial Services, Inc.
  Warrenville, IL
  Lutz, FL
• 2014-01-15 → 2019-03-01
  Questar Asset Management, Inc.
  Minneapolis, MN
  Naperville, IL
• 2012-04-20 → 2013-12-02
  Investors Capital Corp.
  Tustin, CA
  Lynnfield, MA
  Naperville, IL
  Naperville, IL
  Lynnfield, MA
  Tulsa, OK

Other Businesses

1. GDS TAX AND ACCOUNTING SERVICES POSITION: Accountant NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 30 START DATE: 01/01/1994 ADDRESS: 4320 Winfield Rd Ste 200, Warrenville IL 60555, United States DESCRIPTION: Tax and accounting work 2. GDS FINANCIAL SERVICES INC. POSITION: Life insurance, Health insurance, Disability insurance, annuity sales and service NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 15 START DATE: 11/30/2013 ADDRESS: 4320 Winfield Rd Ste 200, Warrenville IL 60555, United States DESCRIPTION: Life insurance, Health insurance, Disability insurance, fixed annuity sales and service

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-12-17
• S63 Uniform Securities Agent State Law Examination
  1998-01-19

Other Names

• Gopal Dutt Shirma