Samuel James Paolino

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2010 → 06/2022
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 01/2014 → 06/2022
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 07/2022 → Present
  Rafter, Lewis & Paolino Financial Advisors
  Haddon Heights, NJ
• 06/2022 → Present
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 06/2022 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 06/2022 → Present
  Rosenthal Cpa Company
  Haddon Heights, NJ

Other Businesses

1. NAME OF OTHER BUSINESS: RAFTER, LEWIS & PAOLINO FINANCIAL ADVISORS INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 7/2022, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 2) NAME OF OTHER BUSINESS: ROSENTHAL CPA COMPANY; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVCIES; START DATE: 6/2022; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

• S63 Uniform Securities Agent State Law Examination
  1999-02-23