David Lane Downs

Current Employers

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	1999-03-22

TX RA
APPROVED

Since 1999-03-22

Branch Locations

Plano, TX • United States

400 Chisholm Place Suite 215, Plano, TX 75075 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Axa Advisors, Llc	New York	NY	09/1999	06/2020
Equitable Advisors, Llc	New York	NY	09/1999	Present

09/1999 → 06/2020

Axa Advisors, Llc

New York, NY
09/1999 → Present

Equitable Advisors, Llc

New York, NY

Other Businesses

1. COLLIN COLLEGE EDUCATION FOUNDATION; 3452 SPUR 399, MCKINNEY, TX 75069; CHAIR OF THE BOARD EXECUTIVE COMMITTEE; START 9/5/2009; APPROX 2 HRS/MO. 2. DAVID DOWNS PHOTOGRAPHY; 2401 STONE CREEK DR., PLANO, TX 75075; PHOTOGRAPHER; START 9/2012; APPROX 10 HRS/MO. 3. BENTON DOWNS PHOTOGRAPHY; 2401 STONE CREEK DR., PLANO, TX; OWNER/PARTNER - PHOTOGRAPHY; START 8/29/2019; APPROX 2 HOURS/MO. 4. PLANO CHAMBER OF COMMERCE; 5400 INDEPENDENCE PKWY #200, PLANO, TX 75023; VICE CHAIR, 2024 CHAIR; START 1/1/2022; APPROX 3 HRS/MO.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-04-26
S63	Uniform Securities Agent State Law Examination	1997-11-15

S65 Uniform Investment Adviser Law Examination

1999-04-26
S63 Uniform Securities Agent State Law Examination

1997-11-15