Anant K Jain

Current Employers

Employment History

• 09/2013 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 03/2011 → Present
  Financial Management Strategies, Inc.
  Richardson, TX

Previous Registrations

• 1998-02-17 → 2011-04-12
  United Solutions
  Richardson, TX

Other Businesses

1. INDEPENDENT INSURANCE AGENT, SELLING DISABILITY, FIXED ANNUITIES, LIFE, ACCIDENT, HEALTH, LTC, FROM BUSINESS ADDRESS, FOR 2 WKDY & 2 EVE/WKND HRS/WK, SINCE 2/1998; 2. IAR OF FINANCIAL MANAGEMENT STRATEGIES (FMS), FOR 40HRS/WK & 10HRS EVENING & WKENDS, SINCE 04/2011; 3. UNITED SOLUTIONS, OWNER/PRESIDENT, 777 S. CENTRAL EXPRESSWAY, SUITE 1-R, RICHARDSON, TX 75080, THIS HOLDING COMPANY (AN S-CORP) IS THE ENTITY FOR ALL MY PRACTICE ASSETS, INCOME AND EXPENSES, FOR 1HR/WK & 2HRS EVENING & WKENDS, SINCE 08/1999; 4. NAME OF OTHER BUSINESS: DALLAS INDIAN LIONS CLUB; INVESTMENT RELATED: NO; ADDRESS: 6220 CHASE OAKS BLVD PLANO,TX 75023; NATURE OF BUSINESS: COMMUNITY ORGANIZATION; START DATE: 3/2022; POSITION/TITLE/RELATIONSHIP: CONSULTANT TO THE BOARD ; APX NUMBER OF HOURS PER WEEK: VARIES ; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES ; BRIEF DESCRIPTION OF DUTIES: ADVISING NEW BOARD MEMBERS ; 5. NAME OF OTHER BUSINESS: JAIN SOCIETY OF NORTH TEXAS, INC,; INVESTMENT RELATED: NO; ADDRESS: 11321 WEBB CHAPEL ROAD DALLAS, TX 75229; NATURE OF BUSINESS: RELIGIOUS ORGANIZATION; START DATE: 3/2022; POSITION/TITLE/RELATIONSHIP: CORPORATE AGENT ; APX NUMBER OF HOURS PER WEEK: VARIES ; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES ; BRIEF DESCRIPTION OF DUTIES: ADVISES EXECUTIVE COMMITTEE ABOUT HISTORY AND TRADITIONS ;

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-12-03
• S63 Uniform Securities Agent State Law Examination
  1997-12-01

Designations