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James W Hague

Janian Investment Advisers, LLC

Santa Rosa, CA

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Current Employers
Janian Investment Advisers, Llc

4983 Sonoma Highway Suite A-4, Santa Rosa, CA 95409 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-11-15
CA RA APPROVED 2021-07-20
NY RA APPROVED 2021-07-19
IL RA APPROVED 2012-09-04
  • TX RA
    APPROVED_RES
    Since 2024-11-15
  • CA RA
    APPROVED
    Since 2021-07-20
  • NY RA
    APPROVED
    Since 2021-07-19
  • IL RA
    APPROVED
    Since 2012-09-04

Branch Locations

4983 Sonoma Highway Suite A-4, Santa Rosa, CA 95409 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janian Investment Advisers, Llc Santa Rosa CA 06/2012 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-08-02
  • S65 Uniform Investment Adviser Law Examination
    2012-08-02

View on SEC IAPD

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