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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SD | RA | APPROVED | 2011-01-03 |
Branch Locations
204 S 1St St, Aberdeen, SD 57401 • United States
6100 S Old Village Pl Ste 200 [Support Center], Sioux Falls, SD 57108 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Aberdeen | SD | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Aberdeen | SD | 11/2016 | Present |
ACHEN FARMS, NOT INVT RELATED, FREDERICK, SD, 100% OWNERSHIP WITH SPOUSE, START DATE 3/1/1983, 5 HRS PER MONTH, 0 HRS DURING TRADING, PAY BILLS AND DEPOSIT CHECKS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-11-15 |
| S63 | Uniform Securities Agent State Law Examination | 1998-06-26 |
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