Gregory Mark Frank

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 12/2018
  Smith Moore & Co
  St Louis, MO
• 12/2018 → Present
  Lpl Financial, Llc
  Jefferson City, MO

Previous Registrations

• 2013-03-20 → 2019-01-11
  Smith, Moore & Co.
  Jefferson City, MO

Other Businesses

1. 2/13/2020 - Missouri Hills Wealth Management, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 03/02/2020 - 10 Hours Per Month/0 Hours During Securities Trading.

Exams

• S66 Uniform Combined State Law Examination
  2003-11-13

Other Names

• Greg Mark Frank
• Greg None Frank
• Greg Mark Frank