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Current Employers
Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2022-01-25
  • DC RA
    APPROVED
    Since 2022-01-25

Branch Locations

1445 New York Ave, Nw Fl 4, Washington, DC 20005 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bb&T Securities, Llc Richmond VA 01/2018 02/2021
Bb&T Bank Greenville SC 09/2018 02/2021
Bbtis Charlotte NC 10/2007 02/2021
Suntrust Investment Services, Inc Atlanta GA 12/2019 02/2021
Suntrust Bank Atlanta GA 12/2019 02/2021
Suntrust Advisory Services, Inc Atlanta GA 12/2020 02/2021
Truist Investment Services, Inc. Washington DC 02/2021 Present
Truist Advisory Services, Inc. Washington DC 02/2021 Present
Bb&T Investments Charlotte NC 10/2007 09/2018
  • 01/2018 → 02/2021
    Bb&T Securities, Llc
    Richmond, VA
  • 09/2018 → 02/2021
    Bb&T Bank
    Greenville, SC
  • 10/2007 → 02/2021
    Bbtis
    Charlotte, NC
  • 12/2019 → 02/2021
    Suntrust Investment Services, Inc
    Atlanta, GA
  • 12/2019 → 02/2021
    Suntrust Bank
    Atlanta, GA
  • 12/2020 → 02/2021
    Suntrust Advisory Services, Inc
    Atlanta, GA
  • 02/2021 → Present
    Truist Investment Services, Inc.
    Washington, DC
  • 02/2021 → Present
    Washington, DC
  • 10/2007 → 09/2018
    Bb&T Investments
    Charlotte, NC
Previous Registrations
  • 2018-01-02 → 2021-02-17
    Bb&T Securities, Llc
    Greenville, SC
    Charlotte, NC
    Washington, DC
    Richmond, VA
    Washington, DC
  • 2008-01-07 → 2018-01-02
    Bb&T Investment Services, Inc.
    Greenville, SC
    Charlotte, NC
    Greenville, SC
    Greenville, SC
    Greenville, SC
  • 1998-02-05 → 2007-10-12
    Austin, TX
    Austin, TX
Other Businesses

THE CAMPAGNA CENTER POSITION: Board Member NATURE: The Campagna Center in Alexandria VA is an organization committed to delivering exceptional educational and social development programs for children, teens and adults. I was asked to join the board beginning September 1, 2020 for a 3 year term. I will be a member of the Audit committee and Development committee. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2020 ADDRESS: 418 S Washington St, Alexandria VA 22314

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-11-20
S63 Uniform Securities Agent State Law Examination 1997-12-22
  • S65 Uniform Investment Adviser Law Examination
    2007-11-20
  • S63 Uniform Securities Agent State Law Examination
    1997-12-22
Designations
Other Names
  • Dorothy A. Fievet
  • Dorothy Fievet

View on SEC IAPD

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