Best Investors Account Sign in

Maica Djehaune Walker

Independent Financial Group, LLC

Houston, TX

CRD 2974676

Claim This Profile
Employer firm

Independent Financial Group, LLC CRD 7717

$12.9B regulatory AUM 301 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Independent Financial Group, Llc

12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-10-31
  • TX RA
    APPROVED
    Since 2019-10-31

Branch Locations

Houston, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Sugarland TX 02/2013 10/2019
Independent Financial Group San Diego CA 10/2019 Present
  • 02/2013 → 10/2019
    Ameriprise Financial Services, Inc.
    Sugarland, TX
  • 10/2019 → Present
    Independent Financial Group
    San Diego, CA
Previous Registrations
Other Businesses

(1) IN VISION PUBLISHING/1/4 TIL MIDNIGHT ENT POSITION: Officer/Director NATURE: Other: INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/30/2002 ADDRESS: 777 Preston Street, #36L, Houston TX 77002, United States DESCRIPTION: 100% OWNER OF IN VISION PUBLISHING/1/4 TIL MIDNIGHT ENT A BOOK PUBLISHING AND MARKETING COMPANY. (2) D'ACIAM, LLC POSITION: Officer/Director NATURE: Business Entity for Tax/Investment Purposes INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/06/2019 ADDRESS: 777 Preston Street, #36L, Houston TX 77002, United States DESCRIPTION: 100% OWNER OF D'ACIAM, LLC A SHELL HOLDING COMPANY. (3) D ACIAM REAL ESTATE LLC POSITION: Officer/Director NATURE: Real Estate Sales/Rental Properties/Property Management INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 09/24/2019 ADDRESS: 777 Preston Street, #36L, Houston TX 77002, United States DESCRIPTION: 100% OWNER OF D ACIAM REAL ESTATE LLC A SUBSIDIARY OF D ACIAM LLC WHICH PROVIDES PROPERTY MANAGEMENT SERVICES TO D'ACIAM LLC and its affiliates. (4) D'ACIAM PRIVATE WEALTH & COMMERCIAL FAMILY OFFICES, LLC POSITION: Officer/Director NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 10/26/2020 ADDRESS: 4265 San Felipe, Ste. 1100, Houston TX 77027, United States DESCRIPTION: 100% OWNER OF DBA D'ACIAM PRIVATE WEALTH and COMMERCIAL FAMILY OFFICES LLC is A SUBSIDIARY OF D'ACIAM LLC USED FOR MARKETING SECURITIES AND ADVISORY SERVICES (5) INSURANCE AGENT POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 10/26/2019 ADDRESS: 4265 San Felipe, Ste. 1100, Houston TX 77027, United States DESCRIPTION: TX INSURANCE AGENT OFFERING VARIOUS TYPES OF INSURANCE PRODUCTS (6) MAICA D WALKER & ASSOCIATES POSITION: Officer/Director NATURE: Public Speaking INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/23/2013 ADDRESS: 777 Preston Street, #36L, Houston TX 77002, United States DESCRIPTION: 100% OWNER OF MAICA D WALKER & ASSOCIATES PROVIDING MOTIVATIONAL PUBLIC SPEAKING. (7) D ACIAM BUSINESS OPERATIONS, LLC POSITION: Officer/Director NATURE: Other: INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 09/06/2019 ADDRESS: 777 Preston Street, #36L, Houston TX 77002, United States DESCRIPTION: 100% OWNER OF D ACIAM BUSINESS, LLC A SUBSIDIARY OF D ACIAM LLC WHICH PROVIDES PAYROLL AND HR SERVICES.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-07-01
S63 Uniform Securities Agent State Law Examination 1998-01-14
  • S66 Uniform Combined State Law Examination
    2011-07-01
  • S63 Uniform Securities Agent State Law Examination
    1998-01-14
Other Names
  • Maica D Walker

View on SEC IAPD

More in Houston, TX

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor