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Independent Financial Group, LLC CRD 7717
$12.9B regulatory AUM 301 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-10-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Sugarland | TX | 02/2013 | 10/2019 |
| Independent Financial Group | San Diego | CA | 10/2019 | Present |
(1) IN VISION PUBLISHING/1/4 TIL MIDNIGHT ENT POSITION: Officer/Director NATURE: Other: INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/30/2002 ADDRESS: 777 Preston Street, #36L, Houston TX 77002, United States DESCRIPTION: 100% OWNER OF IN VISION PUBLISHING/1/4 TIL MIDNIGHT ENT A BOOK PUBLISHING AND MARKETING COMPANY. (2) D'ACIAM, LLC POSITION: Officer/Director NATURE: Business Entity for Tax/Investment Purposes INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/06/2019 ADDRESS: 777 Preston Street, #36L, Houston TX 77002, United States DESCRIPTION: 100% OWNER OF D'ACIAM, LLC A SHELL HOLDING COMPANY. (3) D ACIAM REAL ESTATE LLC POSITION: Officer/Director NATURE: Real Estate Sales/Rental Properties/Property Management INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 09/24/2019 ADDRESS: 777 Preston Street, #36L, Houston TX 77002, United States DESCRIPTION: 100% OWNER OF D ACIAM REAL ESTATE LLC A SUBSIDIARY OF D ACIAM LLC WHICH PROVIDES PROPERTY MANAGEMENT SERVICES TO D'ACIAM LLC and its affiliates. (4) D'ACIAM PRIVATE WEALTH & COMMERCIAL FAMILY OFFICES, LLC POSITION: Officer/Director NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 10/26/2020 ADDRESS: 4265 San Felipe, Ste. 1100, Houston TX 77027, United States DESCRIPTION: 100% OWNER OF DBA D'ACIAM PRIVATE WEALTH and COMMERCIAL FAMILY OFFICES LLC is A SUBSIDIARY OF D'ACIAM LLC USED FOR MARKETING SECURITIES AND ADVISORY SERVICES (5) INSURANCE AGENT POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 10/26/2019 ADDRESS: 4265 San Felipe, Ste. 1100, Houston TX 77027, United States DESCRIPTION: TX INSURANCE AGENT OFFERING VARIOUS TYPES OF INSURANCE PRODUCTS (6) MAICA D WALKER & ASSOCIATES POSITION: Officer/Director NATURE: Public Speaking INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/23/2013 ADDRESS: 777 Preston Street, #36L, Houston TX 77002, United States DESCRIPTION: 100% OWNER OF MAICA D WALKER & ASSOCIATES PROVIDING MOTIVATIONAL PUBLIC SPEAKING. (7) D ACIAM BUSINESS OPERATIONS, LLC POSITION: Officer/Director NATURE: Other: INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 09/06/2019 ADDRESS: 777 Preston Street, #36L, Houston TX 77002, United States DESCRIPTION: 100% OWNER OF D ACIAM BUSINESS, LLC A SUBSIDIARY OF D ACIAM LLC WHICH PROVIDES PAYROLL AND HR SERVICES.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-07-01 |
| S63 | Uniform Securities Agent State Law Examination | 1998-01-14 |
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