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Employer firm

Money Concepts Capital Corp CRD 12963

$4.07B regulatory AUM 1,108 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • GENERAL CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Money Concepts Capital Corp

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 1999-06-28
  • CO RA
    APPROVED
    Since 1999-06-28

Branch Locations

Arvada, CO • United States

11440 Jog Road, Palm Beach Gardens, FL 33418 • UNITED STATES

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

5600 Mexico Road Ste.1, Saint Peters, MO 63376 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Arvada CO 09/1997 Present
Money Concepts Capital Corp North Palm Beach FL 11/1997 Present
Other Businesses

1. Nixon Financial Planning, Inc., Owner, President of the S-Corp, Non-investment related, 1-20% time spent on activity during non-securities hrs. 2. Eddy Rents, LLC, Rental Property. Officer, Owner, Non-investment related, 1-10% time spent on activity during non-securities hrs 3. Executor of Linda Weigand Estate, since 3/3/2025, Executor of Estate, Non-investment related, 1-10% time spent on activity during non-securities hrs.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-06-21
S63 Uniform Securities Agent State Law Examination 1998-02-03
  • S65 Uniform Investment Adviser Law Examination
    1999-06-21
  • S63 Uniform Securities Agent State Law Examination
    1998-02-03
Designations
  • Certified Financial Planner
Other Names
  • Carol Manning Nixon
  • Carol Manning Nixon Eddy

View on SEC IAPD

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