Robert Clair Abbott

Employer firm

Abbott Capital Management Corp. CRD 134334

$45.0M regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)
FINANCIAL CONSULTING

From the firm’s Form ADV. Read the guides:

Current Employers

Abbott Capital Management Corp.

Scottsdale, AZ • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2021-06-17
TX	RA	APPROVED_RES	2013-05-10
CA	RA	APPROVED	2005-08-10

AZ RA
APPROVED

Since 2021-06-17
TX RA
APPROVED_RES

Since 2013-05-10
CA RA
APPROVED

Since 2005-08-10

Branch Locations

Cassel, CA • United States

Scottsdale, AZ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Abbott Capital Management Corp.	Scottssdale	AZ	03/2005	Present

03/2005 → Present

Abbott Capital Management Corp.

Scottssdale, AZ

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2001-04-05
S63	Uniform Securities Agent State Law Examination	1998-01-06

S65 Uniform Investment Adviser Law Examination

2001-04-05
S63 Uniform Securities Agent State Law Examination

1998-01-06

Other Names

Bob Abbott
Robert C Iii Abbott

View on SEC IAPD