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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2001-10-19 |
| IL | RA | APPROVED | 2001-07-24 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch Pierce Fenner & Smith Inc | Schaumburg | IL | 06/2001 | Present |
| Bank Of America,Na | Barrington | IL | 12/2010 | Present |
I*27474FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: SELFINVESTMENT RELATED: NADDRESS OF BUSINESS:SCHAUMBURG, ILLINOIS 60193NATURE OF BUSINESS: OTHER,LICENSEE HOLDS LICENSE THROUGH HIS REAL EST BROKERPOSITION, TITLE, ASSOCIATION: PART-TIME, START DATE OF RELATIONSHIP: 12:00:00 AMNUMBER OF HOURS DEVOTED: 2 HOUR(S) QUARTERLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: LICENSED REALTOR FOR PERSONAL RESIDENCE ONLY SALE OF PRIMARY RESIDENCE AND INVESTMENT PROPERTY ONLY. I*4421293 Entity Type: Entity Charitable Name of OBA: Barrington Area Community Foundation Address: Barrington, Illinois, 60010 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 04/20/2026 Number of Hours: 15, Yearly Number of Hours during trading: 0, Yearly Duties: The purpose of the Barrington Area Community Foundation is to establish a permanent, long-term fund for the betterment of the community. The Foundation will use the annual proceeds to support initiatives that benefit the community and maintain our quality of life. Screening grant applications and contribute to the betterment of the Barrington area.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-01-16 |
| S63 | Uniform Securities Agent State Law Examination | 1998-01-03 |
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