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Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2026-02-13
TX RA APPROVED_RES 2026-02-13
  • OH RA
    APPROVED
    Since 2026-02-13
  • TX RA
    APPROVED_RES
    Since 2026-02-13

Branch Locations

9184 Winton Rd, Cincinnati, OH 45231 • United States

11751 Princeton Rd, Cincinnati, OH 45246 • United States

8396 Princeton-Glendale Rd State Rt 747, West Chester, OH 45069 • United States

563 Patterson Blvd, Fairfield, OH 45014 • United States

239 Walnut St, Lawrenceburg, IN 47025 • United States

1203 W Eads Pkwy, Lawrenceburg, IN 47025 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Securities Bellevue KY 10/2006 11/2018
U.S. Bancorp Investments, Inc. West Chester OH 01/2019 02/2026
U.S. Bancorp Advisors, Llc West Chester OH 02/2026 Present
Previous Registrations
  • 2019-01-22 → 2026-02-13
    Saint Paul, MN
    Fairfield, OH
    West Chester, OH
    Fairfield, OH
    Fairfield, OH
    Cincinnati, OH
    Cincinnati, OH
    Dayton, OH
    Huber Heights, OH
    Fairborn, OH
    Xenia, OH
    Yellow Springs, OH
    Beavercreek, OH
    Cedarville, OH
    Fairborn, OH
    Lawrenceburg, IN
    Lawrenceburg, IN
    Dillsboro, IN
  • 2006-11-21 → 2018-12-07
    Newport, KY
    Newport, KY
    Cincinnati, OH
    Cincinnati, OH
    Cincinnati, OH
    Cleves, OH
    Bellevue, KY
    Erlanger, KY
    Erlanger, KY
    Bellevue, KY
  • 2005-07-06 → 2006-10-20
    Chase Investment Services Corp.
    Florence, KY
    Florence, KY
  • 2004-11-19 → 2005-07-06
    Banc One Securities Corporation
    Florence, KY
  • 2002-11-02 → 2004-10-29
    Morgan Stanley Dw Inc.
    Cincinnati, OH
Other Businesses

Cincinnati West Side Bombers Baseball team; Not investment-related; Cincinnati, OH; Coach; 1/2019; 5 hours/week; 0 hours/trading; coach, signer of checking account for team, collect team fees.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-01-25
S63 Uniform Securities Agent State Law Examination 1997-12-29
  • S66 Uniform Combined State Law Examination
    2002-01-25
  • S63 Uniform Securities Agent State Law Examination
    1997-12-29
Other Names
  • Joe Lamont

View on SEC IAPD

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