Inactive

Alvin Rogers

Financial Legacy Management, Nc.

Little Rock, AR

Claim This Profile

Current Employers

Financial Legacy Management, Nc.

13 Office Park Drive, Little Rock, AR 72211 • United States

Current Registrations

Authority	Category	Status	Date
AR	RA	APPROVED	2026-04-07

AR RA
APPROVED

Since 2026-04-07

Branch Locations

13 Office Park Drive, Little Rock, AR 72211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Financial Legacy Management, Inc	Little Rock	AR	09/2006	Present

09/2006 → Present

Financial Legacy Management, Inc

Little Rock, AR

Previous Registrations

2006-09-18 → 2025-12-31

Financial Legacy Management, Nc.

Little Rock, AR
2002-01-01 → 2005-12-12

Financial Decisions, Inc.

Little Rock, AR

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	1997-12-23

S66 Uniform Combined State Law Examination

1997-12-23

Designations

View on SEC IAPD

Other Firms

ARVEST WEALTH MANAGEMENT

STATE FARM INVESTMENT MANAGEMENT CORP.

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES & ASSOCIATES, INC.

UNITED CAPITAL FINANCIAL ADVISORS

NFSG CORPORATION

OSAIC WEALTH, INC.

Other Investors

Thomas Milton Howard

Chera Kaye Moore

Zachary Taylor Johnson

Gregory Scott Minton

BENJAMIN PAYNE LINCOLN

Danielle Francois Albright

LORI ANN ROBERTS

Other Offices

EDWARD JONES · LITTLE ROCK, AR

ARVEST WEALTH MANAGEMENT · LITTLE ROCK, AR

STATE FARM INVESTMENT MANAGEMENT CORP. · Little Rock, AR

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Little Rock, AR

RAYMOND JAMES & ASSOCIATES, INC. · LITTLE ROCK, AR

UNITED CAPITAL FINANCIAL ADVISORS · LITTLE ROCK, AR

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · LITTLE ROCK, AR

NFSG CORPORATION · LITTLE ROCK, AR

More in Little Rock, AR

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor