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Alvin Rogers

Financial Legacy Management, Nc.

Little Rock, AR

CRD 2974071

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Employer firm

Financial Legacy Management, Nc. CRD 136348

$155M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Financial Legacy Management, Nc.

13 Office Park Drive, Little Rock, AR 72211 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2026-04-07
  • AR RA
    APPROVED
    Since 2026-04-07

Branch Locations

13 Office Park Drive, Little Rock, AR 72211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Financial Legacy Management, Inc Little Rock AR 09/2006 Present
  • 09/2006 → Present
    Financial Legacy Management, Inc
    Little Rock, AR
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1997-12-23
  • S66 Uniform Combined State Law Examination
    1997-12-23
Designations
  • Certified Financial Planner

View on SEC IAPD

Nearby Firms

EDWARD JONES
ARVEST WEALTH MANAGEMENT
STATE FARM INVESTMENT MANAGEMENT CORP.

Nearby Investors

Thomas Milton Howard
Ammie Thompson
Chera Kaye Moore

Nearby Offices

EDWARD JONES · LITTLE ROCK, AR
ARVEST WEALTH MANAGEMENT · LITTLE ROCK, AR
STATE FARM INVESTMENT MANAGEMENT CORP. · Little Rock, AR

More in Little Rock, AR

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