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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-09-20
FL RA APPROVED 2013-02-15
  • TX RA
    APPROVED_RES
    Since 2016-09-20
  • FL RA
    APPROVED
    Since 2013-02-15

Branch Locations

701 Brickell Ave, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Miami FL 08/2003 Present
Bank Of America, N.A. Miami FL 09/2013 Present
Previous Registrations
  • 2000-03-07 → 2003-09-02
    Morgan Stanley Dw Inc.
    Washington, DC
Other Businesses

I"1047282", Name of OBA: Rental Property 1, Address: Washington, DC, Investment Related: N, Position, Title: Co-owner with other family members, Employee Start Date: 8/22/2022, No Hours: 1, Yearly No Hours: during trading: 0 Duties: N/A

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-01-19
  • S66 Uniform Combined State Law Examination
    2000-01-19
Other Names
  • Maribel Hernandez

View on SEC IAPD

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