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Atul Kumar Bhatia

Rbc Capital Markets, LLC

Florham Park, NJ

Minneapolis, MN

Chanhassen, MN

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2022-10-05
  • MN RA
    APPROVED
    Since 2022-10-05

Branch Locations

200 Park Avenue 2Nd Floor, Florham Park, NJ 07932-1026 • United States

250 Nicollet Mall Suite 2000, 16Th Floor, Minneapolis, MN 55401-1931 • United States

Chanhassen, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Efg Capital Advisors Inc Miami FL 09/2015 09/2019
Efg Asset Management Miami FL 08/2016 09/2019
Rbc Capital Markets, Llc Minneapolis MN 04/2020 Present
Unemployed Chanhassen MN 09/2019 04/2020
  • 09/2015 → 09/2019
    Efg Capital Advisors Inc
    Miami, FL
  • 08/2016 → 09/2019
    Efg Asset Management
    Miami, FL
  • 04/2020 → Present
    Rbc Capital Markets, Llc
    Minneapolis, MN
  • 09/2019 → 04/2020
    Unemployed
    Chanhassen, MN
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-04-11
S63 Uniform Securities Agent State Law Examination 1997-12-05
  • S66 Uniform Combined State Law Examination
    2014-04-11
  • S63 Uniform Securities Agent State Law Examination
    1997-12-05
Designations

View on SEC IAPD

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