Atul Kumar Bhatia

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2015 → 09/2019
  Efg Capital Advisors Inc
  Miami, FL
• 08/2016 → 09/2019
  Efg Asset Management
  Miami, FL
• 04/2020 → Present
  Rbc Capital Markets, Llc
  Minneapolis, MN
• 09/2019 → 04/2020
  Unemployed
  Chanhassen, MN

Previous Registrations

• 2016-08-16 → 2019-09-26
  Efg Private Wealth Management (Americas) Corp.
  Chanhassen, MN
  Miami, FL
• 2016-01-19 → 2019-02-22
  Efg Capital Advisors Inc.
  Miami, FL
  Chanhassen, MN
• 2014-06-25 → 2015-07-02
  Efg Private Wealth Management (Americas) Corp.
  Miami, FL

Exams

• S66 Uniform Combined State Law Examination
  2014-04-11
• S63 Uniform Securities Agent State Law Examination
  1997-12-05

Designations

• Chartered Financial Analyst