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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VT | RA | APPROVED | 2026-04-09 |
| DE | RA | APPROVED | 2018-02-27 |
| CT | RA | APPROVED | 2018-02-26 |
Branch Locations
West Dover, VT • United States
30 Waterside Dr Ste 302, Farmington, CT 06032 • United States
Avon, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hrc Investment Services, Inc. | Glen Head | NY | 02/2013 | 02/2017 |
| Cornerstone Capital Partners Inc., N.A. | Greenwich | CT | 04/2013 | 12/2017 |
| Ameriprise Financial Services, Inc. | Farmington | CT | 02/2018 | 03/2020 |
| Ameriprise Financial Services, Llc | North Haven | CT | 03/2020 | Present |
Real Estate Ownership; 1 Condo unit; 1700 Broadbridge Ave Unit B47 Stratford, CT 06614, ,; Not Investment-Related; 01/01/2013 / Quarter timeshare condo at Mount Snow Resort. Management has the ability to rent out the unit when owner do not reserve for personal use.; 89 Grand Summit Way, Q1 369/371, West Dover, VT, 05356; Not Investment-Related; 02/01/2024.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-04-28 |
| S63 | Uniform Securities Agent State Law Examination | 1998-09-30 |
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