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Current Employers
Independent Financial Partners

3030 North Rocky Point Drive West Suite 700, Tampa, FL 33607 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2011-12-20
  • FL RA
    APPROVED
    Since 2011-12-20

Branch Locations

3030 N. Rocky Pt. Dr. W. Suite 700, Tampa, FL 33607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tampa Financial Group Tampa FL 02/2003 Present
Lpl Financial Llc Tampa FL 12/2011 05/2019
Independent Financial Partners Tampa FL 12/2011 Present
Ifp Securities, Llc Tampa FL 05/2019 Present
  • 02/2003 → Present
    Tampa Financial Group
    Tampa, FL
  • 12/2011 → 05/2019
    Lpl Financial Llc
    Tampa, FL
  • 12/2011 → Present
    Tampa, FL
  • 05/2019 → Present
    Ifp Securities, Llc
    Tampa, FL
Previous Registrations
Other Businesses

(1) Tampa Financial Group – investment related – 3030 N. Rocky Point Dr. W., Suite 700, Tampa, FL 33607 – investment, securities, insurance, and financial planning DBA – owner – start date Oct 13, 2011 – 240 hours/month (195 during trading hours) – sells securities and insurance products and provides investment and financial planning advice to clients (2) IFP Insurance Group – investment related – 3030 N. Rocky Point Drive West, Suite 700, Tampa, FL 33607 – fixed insurance and annuity products – agent – start date Apr 22, 2016 – 20 hours/month (20 during trading hours) – sells fixed life, LTC, disability, health insurance, and fixed annuity products (3) Self-Employed Public Speaking – not investment related – 3030 N. Rocky Point Drive West, Suite 700, Tampa, FL 33607 – public speaking services – owner/sole proprietor – start date Mar 6, 2020 – 10 hours/month (2 during trading hours) – provides public speaking services

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-07-22
S63 Uniform Securities Agent State Law Examination 1998-10-05
  • S66 Uniform Combined State Law Examination
    2005-07-22
  • S63 Uniform Securities Agent State Law Examination
    1998-10-05
Designations

View on SEC IAPD

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