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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-04-08 |
| LA | RA | APPROVED | 2013-04-17 |
Branch Locations
1100 Poydras Street Suite 1900, New Orleans, LA 70163 • United States
1261 West Causeway Approach, Mandeville, LA 70471 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Mandeville | LA | 06/2009 | Present |
Metairie Ridge Hunting Club; METAIRIE, LA; Not Investment related; Treasurer; 05/2017; During business hours: 0; After business hours: 1
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-11-06 |
| S63 | Uniform Securities Agent State Law Examination | 1998-10-23 |
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