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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-04-08
LA RA APPROVED 2013-04-17
  • TX RA
    APPROVED_RES
    Since 2020-04-08
  • LA RA
    APPROVED
    Since 2013-04-17

Branch Locations

1100 Poydras Street Suite 1900, New Orleans, LA 70163 • United States

1261 West Causeway Approach, Mandeville, LA 70471 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Mandeville LA 06/2009 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Mandeville, LA
Other Businesses

Metairie Ridge Hunting Club; METAIRIE, LA; Not Investment related; Treasurer; 05/2017; During business hours: 0; After business hours: 1

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-11-06
S63 Uniform Securities Agent State Law Examination 1998-10-23
  • S65 Uniform Investment Adviser Law Examination
    1998-11-06
  • S63 Uniform Securities Agent State Law Examination
    1998-10-23

View on SEC IAPD

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