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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2023-10-10
  • MI RA
    APPROVED
    Since 2023-10-10

Branch Locations

1903 Rochester Rd, Royal Oak, MI 48073 • United States

14921 Middlebelt Rd, Livonia, MI 48154 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Plymouth MI 08/2015 03/2020
Primary Care Financial Planning Llc Plymouth MI 03/2020 09/2021
Cetera Advisor Networks Llc El Segundo CA 10/2021 01/2022
Cwm, Dba Carson Partners Detroit MI 09/2021 01/2022
Lpl Financial Llc Livonia MI 10/2023 Present
Michigan Educational Cu Livonia MI 10/2023 Present
Unemployed Plymouth MI 01/2022 07/2022
Foguth Financial Llc Brighton MI 07/2022 03/2023
None Unemployed Plymouth MI 03/2023 10/2023
  • 08/2015 → 03/2020
    Fidelity Investments
    Plymouth, MI
  • 03/2020 → 09/2021
    Primary Care Financial Planning Llc
    Plymouth, MI
  • 10/2021 → 01/2022
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 09/2021 → 01/2022
    Cwm, Dba Carson Partners
    Detroit, MI
  • 10/2023 → Present
    Livonia, MI
  • 10/2023 → Present
    Michigan Educational Cu
    Livonia, MI
  • 01/2022 → 07/2022
    Unemployed
    Plymouth, MI
  • 07/2022 → 03/2023
    Foguth Financial Llc
    Brighton, MI
  • 03/2023 → 10/2023
    None Unemployed
    Plymouth, MI
Previous Registrations
  • 2021-10-08 → 2022-01-24
    Detroit, MI
    Omaha, NE
  • 2020-04-23 → 2021-09-22
    Primary Care Financial Planning
    Plymouth, MI
  • 2018-07-13 → 2020-03-31
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 2010-03-04 → 2018-07-13
    Novi, MI
    Covington, KY
    Plymouth, MI
Other Businesses

1) 10/09/2023 - MECU Financial - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s). 2) 10/09/2023 - Rental Property - Real Estate Rental - owner - Ml 48170 - Investment related - 4 Hours per month - Start date: 04/20/2016.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-04-01
S63 Uniform Securities Agent State Law Examination 1997-12-19
  • S66 Uniform Combined State Law Examination
    2008-04-01
  • S63 Uniform Securities Agent State Law Examination
    1997-12-19
Designations

View on SEC IAPD

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