Best Investors Account Sign in

Thomas Justin Galante

Commonwealth Financial Network

Dover, NH

Concord, NH

CRD 2973514

Claim This Profile
Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2025-06-27
  • NH RA
    APPROVED
    Since 2025-06-27

Branch Locations

Dover, NH • United States

244 North Main Street Ste 200, Concord, NH 03301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of New Hampshire Gilford NH 10/2013 06/2025
Cetera Investment Services Llc St.CLoud MN 10/2013 06/2025
Cetera Investment Advisers Llc Gilford NH 01/2014 06/2025
Commonwealth Financial Network Waltham MA 06/2025 Present
Granite Capital Advisors Concord NH 06/2025 Present
  • 10/2013 → 06/2025
    Bank Of New Hampshire
    Gilford, NH
  • 10/2013 → 06/2025
    Cetera Investment Services Llc
    St.CLoud, MN
  • 01/2014 → 06/2025
    Gilford, NH
  • 06/2025 → Present
    Waltham, MA
  • 06/2025 → Present
    Granite Capital Advisors
    Concord, NH
Previous Registrations
  • 2014-01-21 → 2025-07-01
    Gilford, NH
    Dover, NH
    Laconia, NH
  • 2013-10-28 → 2014-01-21
    Cetera Investment Services Llc
    Gilford, NH
    Dover, NH
    Laconia, NH
  • 2009-06-01 → 2013-10-28
    Middleton, MA
    Manchester, NH
    Portsmouth, NH
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Middleton, MA
  • 2006-06-30 → 2007-04-02
    Morgan Stanley Dw Inc.
    Danvers, MA
  • 2004-10-20 → 2006-03-03
    Banc Of America Investment Services, Inc.
    Portsmouth, NH
  • 2004-08-24 → 2004-10-20
    Quick & Reilly, Inc.
    Portsmouth, NH
Other Businesses

1. Co-owner, Granite Capital Advisors; a private entity established to facilitate securities, advisory, and insurance business; Located in Laconia, NH; as of 06/27/2025; 1% of time spent during business hours; Conducted at branch; Investment related. 2. Fixed insurance sales; Located in Laconia, NH, as of 06/27/2025; 1% of time spent during business hours; Conducted at branch location; Investment related.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-08-21
S63 Uniform Securities Agent State Law Examination 1997-12-22
  • S65 Uniform Investment Adviser Law Examination
    2004-08-21
  • S63 Uniform Securities Agent State Law Examination
    1997-12-22

View on SEC IAPD

More in Dover, NH

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor