Vincent Richard Bruno

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2000 → Present
  Painewebber Inc
  Beverly Hills, CA
• 10/2001 → 09/2025
  Avantax Investment Services, Inc.
  Westlake Village, CA
• 02/2004 → 09/2025
  Avantax Advisory Services
  Westlake Village, CA
• 06/2012 → 09/2025
  Avantax Insurance Agency, Llc
  Westlake Village, CA
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Westlake Village, CA
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 01/2025 → Present
  Bruno Financial
  Westlake Village, CA

Previous Registrations

• 2004-02-09 → 2025-09-05
  Avantax Advisory Services
  Westlake Village, CA
  Dallas, TX
  Newport Coast, CA

Other Businesses

1) NAME OF OTHER BUSINESS: CAMPOBELLO HOA; INVESTMENT RELATED: NO; ADDRESS: 16 PAVONA, NEWPORT BEACH, CA 92657; NATURE OF BUSINESS: BOARD; START DATE: 1/2026; POSITION/TITLE/RELATIONSHIP: ELECTED BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: SERVE ON HOA BOARD; 2) NAME OF OTHER BUSINESS: BRUNO FINANCIAL; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 1/2025, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-11-15
• S63 Uniform Securities Agent State Law Examination
  1999-10-25

Other Names

• Vincent Richard Bruno
• Vince Bruno
• Vincent R Bruno