Jerry Floyd Shirley

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/1997 → 09/2025
  Avantax Investment Services, Inc.
  Troy, AL
• 08/1999 → Present
  J.F. Shirley, Inc.
  Troy, AL
• 06/2018 → 09/2025
  Avantax Insurance Services, Llc
  Troy, AL
• 10/2024 → Present
  Fourth Floyd Llc
  Troy, AL
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Troy, AL
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 1998-08-25 → 2025-09-05
  Avantax Advisory Services
  Troy, AL

Other Businesses

1) RENTAL PROPERTY OWNER 1223 SOUTH BRUNDIDGE STREET~TROY~AL~36081~Rental Property Owner/Management~Owner/Sole Proprietor~1/1/1993~1hrs~1hrs~RENTAL PROPERTY OWNER 2) J.F. Shirley, Inc.1223 SOUTH BRUNDIDGE STREET~TROY~AL~36081~Tax Preparation/Accounting~President~7/1/1999~173hrs~120hrs~CPA and loan originator-see Shirley mortgage co. for description on loan aspects 3)INSURANCE 1223 SOUTH BRUNDIDGE STREET~TROY~AL~36081~Independent Insurance Agent~Owner/Sole Proprietor~9/27/2006~1hrs~1hrs~INSURANCE SALES 4) SAV-A LIFE INC.523 S 3 NOTCH STREET~TROY~AL~36081~Board Position/Officer~Other~12/4/2017~3hrs~3hrs~PAYROLL, BANK RECONCILIATIONS, FINANCIAL REPORTING 5) EQUIPMENT FINANCE POSITION: Owner NATURE: My landscaper, not a client or prospective investment client, and employer of my son-in-law has asked me to refinance an excavator for him. The finance arrangement will include me being paid a percentage of the hourly equipment charge he bills for using this excavator. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/12/2023 ADDRESS: 1223 South Brundidge Street, Troy AL 36081, United States DESCRIPTION: I will make a personal loan to pay off the current lender. 6) FOURTH FLOYD LLC POSITION: Managing member NATURE: Tiny house trailer manufacturing. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 10/07/2024 ADDRESS: 1223 South Brundidge Street, Troy AL 36081, United States DESCRIPTION: Executive management, budgeting, bookkeeping and tax compliance

Exams

• S63 Uniform Securities Agent State Law Examination
  1998-01-07

Designations

• Personal Financial Specialist

Other Names

• Jay Shirley
• Jerry Floyd Iii Shirley