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Osaic Wealth, Inc. CRD 23131
$235B regulatory AUM 56,660 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-06-07 |
| WA | RA | APPROVED | 2022-07-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Templo Betania | Pasco | WA | 01/2010 | 07/2021 |
| Yakima/Morelia Sister City Association | Yakima | WA | 06/2012 | 11/2018 |
| S.C.O.R.E. | Kennewick | WA | 11/2013 | 10/2017 |
| Waddell & Reed, Inc | Kennewick | WA | 05/2014 | 07/2021 |
| Various Insurance Carriers For W & R Insurance Agencies | Richland | WA | 05/2014 | 07/2021 |
| Tu Decides Media | Kennewick | WA | 01/2006 | Present |
| Expo Nw | Kennewick | WA | 07/2006 | 07/2021 |
| Abel Gonzalez Trucking | Kennewick | WA | 07/2017 | Present |
| Joed Ngaruiya | Kennewick | WA | 01/2018 | 03/2018 |
| Craig Bolling | Kennewick | WA | 03/2018 | 07/2021 |
| Lpl Financial Llc | Kennewick | WA | 07/2021 | 07/2022 |
| Royal Alliance | Kennewick | WA | 06/2022 | Present |
| Johnstonprentis Investments | Kennewick | WA | 06/2022 | Present |
1) JOHNSTONPRENTIS INVESTMENTS POSITION: Insurance Agent NATURE: insurance marketing name INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 07/20/2022 ADDRESS: 8350 Grandridge Blvd, Suite 200, Office # 305, Kennewick WA 99336, United States DESCRIPTION: insurance sales and service for various carriers 2) ABEL GONZALEZ TRUCKING POSITION: Driver NATURE: Sole Proprietorship. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 09/01/1995 ADDRESS: 9008 W Rio Grande Ave, kENNEWICK WA 99336, United States DESCRIPTION: Delivering Wheat 3) TIGRE CONSULTING LLC POSITION: Owner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/30/2020 ADDRESS: 9008 West Rio Grande Avenue, Kennewick WA 99336-8207, United States DESCRIPTION: Pass through entity for business expenses
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-05-18 |
| S63 | Uniform Securities Agent State Law Examination | 2012-05-01 |
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