Eric Mangold

Current Employers

Summit Financial, Llc

4 Campus Drive, Parsippany, NJ 07054 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2026-01-05

NJ RA
APPROVED

Since 2026-01-05

Branch Locations

Westfield, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Triad Advisors, Inc.	Norcross	GA	10/2014	09/2016
Gitterman Wealth Management, Llc	Edison	NJ	10/2014	09/2016
First Allied Securities, Inc.	San Diego	CA	09/2016	05/2018
First Allied Advisory Services, Inc.	San Diego	CA	09/2016	05/2018
Minnesota Life Insurance Co	St. Paul	MN	05/2018	09/2022
Securian Financial Services Inc	St. Paul	MN	05/2018	09/2022
Allied Wealth Partners	Parsippany	NJ	05/2018	09/2022
Summit Financial, Llc	Parsippany	NJ	09/2022	Present
Purshe Kaplan Sterling Investments	Albany	NY	10/2022	Present

10/2014 → 09/2016

Triad Advisors, Inc.

Norcross, GA
10/2014 → 09/2016

Gitterman Wealth Management, Llc

Edison, NJ
09/2016 → 05/2018

First Allied Securities, Inc.

San Diego, CA
09/2016 → 05/2018

First Allied Advisory Services, Inc.

San Diego, CA
05/2018 → 09/2022

Minnesota Life Insurance Co

St. Paul, MN
05/2018 → 09/2022

Securian Financial Services Inc

St. Paul, MN
05/2018 → 09/2022

Allied Wealth Partners

Parsippany, NJ
09/2022 → Present

Summit Financial, Llc

Parsippany, NJ
10/2022 → Present

Purshe Kaplan Sterling Investments

Albany, NY

Previous Registrations

2018-05-17 → 2022-09-28

Securian Financial Services, Inc.

Parsippany, NJ
2016-09-27 → 2018-05-11

First Allied Advisory Services, Inc.

Iselin, NJ
2014-11-10 → 2016-09-26

Gitterman Wealth Management, Llc

Edison, NJ
2012-04-09 → 2014-10-03

Park Avenue Securities Llc

New York, NY

Other Businesses

1) Summit Financial LLC. Investment-related. Ar registered location. RIA. Financial Advisor. Start: 09/2022. 120 hrs/month; all during trading hours. Financial advisor. 2) Fixed Insurance. Investment-related. At registered location. Fixed / Traditional Insurance. Agent. Start: 09/2022. 80 hrs/month; all during trading hours. Sales of fixed / traditional insurance products. 3) Leukemia and Lymphoma Society (LLS). Not investment-related. Located at 3 International Dr, Ste. 200, Rye Brook, NY 10573. Non-Profit. Volunteer. Start: 2015. 5 hrs/month; 1 hour during trading hours. Volunteer to raise donations for research/ 4) Offers Insurance As A Broker Or Agent Through Numerous Insurance Companies. Some Sales Are Through SRM, An Affiliated Company Which Is Licensed To Sell Various Insurance Products. Mr. Mangold Earns Both Cash And Non-Cash Compensation Based On Sales Of These Products. 5) Westfield High School Ice Hockey: Non-Investment related; Treasurer; My role will be mainly writing checks for refs, ice time for practices and games, and uniforms. Address: 550 Dorian Road, Westfield, NJ 07090; Start: 8/1/26; 2 hrs. per month and 0 hrs. during securities trading.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-03-15

S66 Uniform Combined State Law Examination

2012-03-15

View on SEC IAPD