Michael Joseph Marini

Employer firm

Kovack Advisors, Inc. CRD 140808

$6.28B regulatory AUM 205 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Kovack Advisors, Inc.

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2012-08-23

FL RA
APPROVED

Since 2012-08-23

Branch Locations

Altamonte Springs, FL • United States

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
M. J. Marini	Altamonte Springs	FL	08/1997	Present
Kovack Securities, Inc.	Ft. Lauderdale	FL	04/2003	Present
Kovack Advisors, Inc.	Ft. Lauderdale	FL	08/2012	Present

08/1997 → Present

M. J. Marini

Altamonte Springs, FL
04/2003 → Present

Kovack Securities, Inc.

Ft. Lauderdale, FL
08/2012 → Present

Kovack Advisors, Inc.

Ft. Lauderdale, FL

Other Businesses

1) DBA - GIRL GOLF WEALTH MANAGEMENT - 661 HIGHLAND DRIVE, SUITE 4, ALTAMONTE SPRINGS, FL 32701; INVESTMENT RELATED; START DATE JUNE 16, 2025; PRESIDENT; MARKETING TO PROFESSIONAL GOLFERS; 25 HOURS/MONTH DEVOTED TO OTHER BUSINESS; 1 HOUR/MONTH DEVOTED TO OTHER BUSINESS DURING SECURITIES TRADING HOURS. 2) DBA -ORLANDO 401K SPECIALISTS - 661 HIGHLAND DRIVE, SUITE 4, ALTAMONTE SPRINGS, FL 32701; AN EXTENSION OF MY KOVACK SECURITIES PRACTICE WITH A DEDICATED FOCUS ON SELLING IN 401K; INVESTMENT RELATED; FINANCIAL ADVISER; FINANCIAL ADVISER; 10% OF TIME SPENT 3) FIXED INSURANCE SALES - 661 HIGHLAND DR. SUITE 4, ALTAMONTE SPRINGS, FL 32707 - 5% TIME SPENT 4) AUTHOR - 661 HIGHLAND DRIVE, SUITE 4, ALTAMONTE SPRINGS, FL 32701; AUTHOR; WRITE BOOKS; INVESTMENT RELATED BUSINESS; 1% OF TIME SPENT 5) FIRST TEE CENTRAL FLORIDA - 2418 SILVER STAR ROAD, ORLANDO, FL 32801; NON-INVESTMENT RELATED; GOLF COACHING FOR 7-9 YEAR OLDS; COACH; 20 HOURS/MONTH SPENT DEVOTED TO OTHER BUSINESS; LESS THAT % PERCENT OF TIME SPENT DURING SECURITIES TRADING HOURS. START DATE 4.16.24. 6) GOLF BLAB - 661 HIGHLAND DR., SUITE 4, ALTAMONTE SPRINGS, FL 32707; NON-INVESTMENT RELATED; START DATE JUNE 24, 2024; DESIGN PERSONALIZED GOLF CLUB LABELS; OWNER; 5 HOURS/MONTH DEVOTED TO OTHER BUSINESS; LESS THAN 1 HOUR/MONTH DEVOTED TO OTHER BUSINESS DURING SECURITIES TRADING HOURS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2012-07-26
S63	Uniform Securities Agent State Law Examination	1997-12-20

S65 Uniform Investment Adviser Law Examination

2012-07-26
S63 Uniform Securities Agent State Law Examination

1997-12-20

View on SEC IAPD