Jayaprakash Mohanbhai Patel

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/1997 → 09/2020
  Securities Service Network, Inc.
  Knoxville, TN
• 04/2003 → 09/2020
  Ssn Advisory, Inc.
  Knoxville, TN
• 09/2020 → 06/2024
  Securities America, Inc.
  Knoxville, TN
• 09/2020 → 06/2024
  Securities America Advisors
  Knoxville, TN
• 06/2024 → Present
  Osaic Wealth, Inc.
  Knoxville, TN
• 06/2024 → Present
  Osaic Wealth, Inc.
  Knoxville, TN

Previous Registrations

• 2020-10-21 → 2024-06-14
  Securities America Advisors, Inc.
  Knoxville, TN
• 2004-01-30 → 2020-09-30
  Ssn Advisory, Inc.
  Knoxville, TN

Other Businesses

1. YOGI ASSOCIATES LLC POSITION: LLC Member NATURE: LLC Member in Yogi Associates LLC INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2006 ADDRESS: 3315 Orange Ave, Roanoke VA 24012 DESCRIPTION: Hotel/Motel (lodging) 2. COGDILL CAPITAL LLC POSITION: LLC Member NATURE: Cogdill Capital LLC INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 07/01/2008 ADDRESS: 9729 Cogdill Road, Suite 301, Knoxville TN 37932 DESCRIPTION: 1% Partner (helping with day to day mgmt) 3. FORT LOUDON FINANCIAL LLC POSITION: Managing Partner NATURE: Running securities business through SA INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 07/17/2020 ADDRESS: 9447 Twin Branch Drive, Knoxville TN 37922 DESCRIPTION: Yes. Running securities practice through this entity 4. OAK RIDGE HOTEL PARTNERS POSITION: Partner NATURE: Oak Ridge Hotel Partners INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2012 ADDRESS: 420 South Illinois Avenue, Oak Ridge TN 37830 DESCRIPTION: Partner 5% in hotel 5. DBA - Fort Loudon Financial LLC 6. JAYAPRAKASH M. PATEL POSITION: Notary NATURE: Notary INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2012 ADDRESS: 9447 Twin Branch Drive, Knoxville TN 37922 DESCRIPTION: I serve as a notary 7. JAYAPRAKASH M. PATEL, CPA POSITION: Owner of practice NATURE: CPA business INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 5 START DATE: 01/01/1998 ADDRESS: 9447 Twin Branch Drive, Knoxville TN 37922 DESCRIPTION: Tax preparation, bookkeeping, payroll services 8. FORT LOUDON FINANCIAL LLC POSITION: Managing Partner NATURE: Running securities business through Osaic Wealth INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 07/17/2020 ADDRESS: 9729 Cogdill Road, Suite 303, Knoxville TN 37932, United States DESCRIPTION: Yes. Running securities practice through this entity 9. PIGEON FORGE HOTEL COMPLEX LLC POSITION: LLC Member NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/07/2024 ADDRESS: 395 Jake Thomas Road, Pigeon Forge TN 37863, United States DESCRIPTION: LLC Member

Exams

• S63 Uniform Securities Agent State Law Examination
  2020-09-29

Other Names

• Jay Patel
• Jayaprakash M Patel