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Kimberly Carreiro Rivers

Wells Fargo Clearing Services, LLC

Vero Beach, FL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-11-29
FL RA APPROVED 2012-10-02
  • TX RA
    APPROVED_RES
    Since 2018-11-29
  • FL RA
    APPROVED
    Since 2012-10-02

Branch Locations

3545 Ocean Dr 2Nd Fl [Profit Formula], Vero Beach, FL 32963 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Sturat FL 09/2012 11/2016
Wells Fargo Clearing Services, Llc Sturat FL 11/2016 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-03-14
  • S66 Uniform Combined State Law Examination
    2003-03-14
Other Names
  • Kimberly Carreiro
  • Kimberly Carreiro Rivers
  • Kimberly Rivers
  • Kimberly Carreiro Rivers
  • Kimberly Carreiro-Rivers
  • Kimberly Rivers Carreiro
  • Kimberly Carreiro Rivers
  • Kimberly Carreiro Rivers
  • Kimberly Rivers Carreiro
  • Kimberly Carreiro Rivers

View on SEC IAPD

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