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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2025-11-17 |
| TX | RA | APPROVED | 2022-12-09 |
Branch Locations
1821 Se Washington Blvd, Bartlesville, OK 74006 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Paul Hood, Cpa, Pc | Bartlesville | OK | 07/1993 | Present |
| National Planning Corporation | Bartlesville | OK | 02/2009 | 10/2017 |
| Lpl Financial Llc | Bartlesville | OK | 12/2022 | Present |
| Royal Alliance | Bartlesville | OK | 10/2017 | 12/2022 |
1) 12/08/2022 - HOOD & ASSOCIATES CPAS PC - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 09/1992 2) 12/08/2022 - Hood Financial Group, Inc - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 11/2007 3) 12/08/2022 - Notary - Inv Rel - State of OK - Start: 01/2008 4) 12/08/2022 - Hood Professional Services, LLC - Business Entity For Tax/Investment Purposes Only - Non-Inv Rel - At Reported Business Location(s) - Start: 10/2022 - 10 Hr/Mth 5) 12/08/2022 - Hood IT Services, LLC - Business Entity For Tax/Investment Purposes Only - Non-Inv Rel- At Reported Business Location(s) - Start: 10/2022 - 10 Hr/Mth 6) 12/08/2022 - Hood Ranch Lands, LLC - Farm - Non-Inv Rel - Catoosa, OK - Start: 11/2006 - 10 Hr/Mth - 7) 12/08/2022 - HOOD HOLDINGS, LLC - Real Estate Rental - Catoosa, OK - Start: 01/2008 - 10 Hr/Mth 8) 09/05/2024 - Hood Bros Financial LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/19/2024 - 10 Hours Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-11 |
| S63 | Uniform Securities Agent State Law Examination | 1997-12-22 |
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