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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2025-11-17
TX RA APPROVED 2022-12-09
  • OK RA
    APPROVED
    Since 2025-11-17
  • TX RA
    APPROVED
    Since 2022-12-09

Branch Locations

1821 Se Washington Blvd, Bartlesville, OK 74006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Paul Hood, Cpa, Pc Bartlesville OK 07/1993 Present
National Planning Corporation Bartlesville OK 02/2009 10/2017
Lpl Financial Llc Bartlesville OK 12/2022 Present
Royal Alliance Bartlesville OK 10/2017 12/2022
  • 07/1993 → Present
    Paul Hood, Cpa, Pc
    Bartlesville, OK
  • 02/2009 → 10/2017
    National Planning Corporation
    Bartlesville, OK
  • 12/2022 → Present
    Bartlesville, OK
  • 10/2017 → 12/2022
    Royal Alliance
    Bartlesville, OK
Previous Registrations
  • 2017-10-16 → 2022-12-13
    Claremore, OK
    Bartlesville, OK
    Bartlesville, OK
    Claremore, OK
    Tulsa, OK
    Scottsdale, AZ
    Tulsa, OK
  • 2009-02-05 → 2017-10-18
    National Planning Corporation
    Parsons, KS
    Bartlesville, OK
    Tulsa, OK
    Claremore, OK
  • 2008-10-31 → 2009-02-05
    Osaic Services, Inc.
    Bartlesville, OK
  • 2006-01-03 → 2008-10-31
    American General Securities Incorporated
    Bartlesville, OK
    Houston, TX
    Bartlesville, OK
    Bartlesville, OK
  • 2000-06-27 → 2007-01-03
  • 2000-06-27 → 2002-12-31
    Bartlesville, OK
Other Businesses

1) 12/08/2022 - HOOD & ASSOCIATES CPAS PC - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 09/1992 2) 12/08/2022 - Hood Financial Group, Inc - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 11/2007 3) 12/08/2022 - Notary - Inv Rel - State of OK - Start: 01/2008 4) 12/08/2022 - Hood Professional Services, LLC - Business Entity For Tax/Investment Purposes Only - Non-Inv Rel - At Reported Business Location(s) - Start: 10/2022 - 10 Hr/Mth 5) 12/08/2022 - Hood IT Services, LLC - Business Entity For Tax/Investment Purposes Only - Non-Inv Rel- At Reported Business Location(s) - Start: 10/2022 - 10 Hr/Mth 6) 12/08/2022 - Hood Ranch Lands, LLC - Farm - Non-Inv Rel - Catoosa, OK - Start: 11/2006 - 10 Hr/Mth - 7) 12/08/2022 - HOOD HOLDINGS, LLC - Real Estate Rental - Catoosa, OK - Start: 01/2008 - 10 Hr/Mth 8) 09/05/2024 - Hood Bros Financial LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/19/2024 - 10 Hours Per Month/ During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-11
S63 Uniform Securities Agent State Law Examination 1997-12-22
  • S65 Uniform Investment Adviser Law Examination
    1999-12-11
  • S63 Uniform Securities Agent State Law Examination
    1997-12-22
Designations
Other Names
  • Paul Anthony Hood

View on SEC IAPD

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