Joshua Peter Traudt

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-07-09
WI	RA	APPROVED	2026-07-09

TX RA
APPROVED

Since 2026-07-09
WI RA
APPROVED

Since 2026-07-09

Branch Locations

101 East Pier St, Port Washington, WI 53074 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
B.C. Ziegler And Company	Mequon	WI	03/2014	03/2018
Stifel, Nicolaus & Company, Incorporated	Mequon	WI	03/2018	07/2026
Lpl Financial Llc	Port Washington	WI	07/2026	Present

03/2014 → 03/2018

B.C. Ziegler And Company

Mequon, WI
03/2018 → 07/2026

Stifel, Nicolaus & Company, Incorporated

Mequon, WI
07/2026 → Present

Lpl Financial Llc

Port Washington, WI

Previous Registrations

2018-03-16 → 2026-07-15

Stifel, Nicolaus & Company, Incorporated

Mequon, WI
2008-01-22 → 2018-03-16

B. C. Ziegler And Company

Mequon, WI

Chicago, IL

Other Businesses

1. 07/2026 - Traudt Private Wealth, LLC - DBA for LPL Business (entity for LPL business) - Inv Related – 160 Hour(s)/Month – 160 Hour(s) During Trading – At Reported business location(s) – OBA Start Date: 7/9/2026

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2008-02-23
S63	Uniform Securities Agent State Law Examination	1998-04-30

S65 Uniform Investment Adviser Law Examination

2008-02-23
S63 Uniform Securities Agent State Law Examination

1998-04-30

View on SEC IAPD