Thomas Charles Corcimiglia

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → Present
  Lpl Financial Llc
  King Of Prussia, PA
• 06/2012 → Present
  Private Advisor Group, Llc
  King Of Prussia, PA

Previous Registrations

• 2002-07-29 → 2009-04-23
  Cetera Wealth Services, Llc
  West Chester, PA
  West Chester, PA
  West Chester, PA
  Kennett Square, PA
  Westchester, PA
  West Chester, PA
  Kennett Square, PA

Other Businesses

1. 05/12/2009 - THOMAS CHARLES WEALTH MANAGEMENT - INV REL - AT REPORTED LOCATION - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) 2. 05/12/2009 - NON-VARIABLE INSURANCE - INV REL - 20% TIME SPENT - WHOLE, DI, TERM, FIXED ANNUITY, UNIVERSAL, LTC, HEALTH AND DENTAL 3. 12/23/2013 - PRIVATE ADVISOR GROUP, LLC - INV REL - REGISTERED INVESTMENT ADVISOR DBA - 45% TIME SPENT - CHARGE WRAP FEES, PROVIDE FINANCIAL PLANNING FOR A FEE. 4. 05/23/2016 * Thomas Charles * DBA for LPL Business (entity for LPL business) * Thomas Charles * inv rel * 150 S. Warner Rd King of Prussia, PA 19406 * This is really just a shortened version of my already approved DBA Thomas Charles Wealth Management. This is what I do all my LPL Hybrid RIA Business through! * start 05/19/2016 * 15 hrs/mo; 1 hr during secs trdg hrs. 5. 08/26/2016 * Delaware County Christian School * Coach/Sports * Not Inv Rel *462 Malin Road Newtown Square, PA 19073 * Start 09/01/2016 * High School Golf Coach * 40 Hrs/mo; 0 during securities trading hrs. 6. 1/13/2020 - Private Advisor Group, LLC - DBA: Private Advisor Group, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/01/2020 - 160 Hours Per Month/130 Hours During Securities Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-11-10
• S63 Uniform Securities Agent State Law Examination
  1998-01-21

Designations

• Certified Financial Planner

Other Names

• Tom Corcimiglia
• Tommy Corcimiglia