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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2011-03-28
CA RA APPROVED 2009-06-01
  • TX RA
    APPROVED
    Since 2011-03-28
  • CA RA
    APPROVED
    Since 2009-06-01

Branch Locations

444 South Flower Street,34Th Floor, Los Angeles, CA 90071 • United States

Encino, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Purchase NY 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Purchase, NY
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-08-20
S63 Uniform Securities Agent State Law Examination 1998-05-19
  • S66 Uniform Combined State Law Examination
    2009-08-20
  • S63 Uniform Securities Agent State Law Examination
    1998-05-19

View on SEC IAPD

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