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Christina Marie De Giuseppe

Ubs Financial Services Inc.

River Grove, IL

Weehawken, NJ

CRD 2972136

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2021-04-30
  • IL RA
    APPROVED
    Since 2021-04-30

Branch Locations

River Grove, IL • United States

1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Asset Management Chicago IL 10/2015 03/2021
Ubs Financial Services Inc. River Grove IL 04/2021 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2016-10-28
  • S63 Uniform Securities Agent State Law Examination
    2016-10-28
Designations
  • Chartered Financial Analyst
Other Names
  • Christina Marie Degiuseppe

View on SEC IAPD

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