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2659 Townsgate Rd. #213, Westlake Village, CA 91361 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2021-11-15 |
| TX | RA | APPROVED_RES | 2021-04-06 |
| CA | RA | APPROVED | 2020-10-15 |
Branch Locations
2659 Townsgate Rd. #213, Westlake Village, CA 91361 • United States
Phoenix, AZ • United States
Scottsdale, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mutual Securities | Camarillo | CA | 04/2016 | 04/2021 |
| Professional Planning Dba Winters Financial Group | Thousand Oaks | CA | 04/2016 | 08/2020 |
| Winters Financial Group | Thousand Oaks | CA | 08/2020 | 06/2023 |
| The Leaders Group, Inc. | Littleton | CO | 04/2021 | Present |
| Winters Financial Group | Westlake Village | CA | 06/2023 | Present |
1.) OWN REAL ESTATE - 1/1/2009 - 2659 Townsgate Road, Suite 213, Westlake Village, CA 91361 - Landlord, Own investment real estate, Not Invt Rel, Investment real estate business, 1 hr/mo; 1 hr/mo (during trading hours). 2.) WINTERS FINANCIAL GROUP - 1/15/2021 - 2659 Townsgate Road, Suite 213, Westlake Village, CA 91361 - Financial Advisor, Help clients develop and monitor long term financial plans, Invt Rel, Insurance business, 160 hrs/mo; 160 hrs/mo (during trading hours). 3.) INDEPENDENT INSURANCE AGENT - 1/22/21 -2659 Townsgate Road, Suite 213, Westlake Village, CA 91361 - Financial Advisor, Help clients with life, DI and LTC insurance needs, Not Invt Rel, Insurance business, 10 hrs/mo; 10 hrs/mo (during trading hours).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-09-14 |
| S63 | Uniform Securities Agent State Law Examination | 2000-05-11 |
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