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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-16
TX RA APPROVED_RES 2020-05-18
  • NY RA
    APPROVED
    Since 2021-06-16
  • TX RA
    APPROVED_RES
    Since 2020-05-18

Branch Locations

1 New York Plaza, New York, NY 10004 • United States

Verona, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc New York NY 07/2010 Present
Solium Financial Services Llc New York NY 02/2020 09/2020
E*Trade Securities, Llc New York NY 09/2021 Present
  • 07/2010 → Present
    Morgan Stanley Smith Barney Llc
    New York, NY
  • 02/2020 → 09/2020
    Solium Financial Services Llc
    New York, NY
  • 09/2021 → Present
    E*Trade Securities, Llc
    New York, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-12-02
  • S63 Uniform Securities Agent State Law Examination
    1997-12-02

View on SEC IAPD

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