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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2010-03-15 |
| CA | RA | APPROVED | 2009-10-05 |
Branch Locations
1420 Rocky Ridge Dr Ste 200, Roseville, CA 95661 • United States
470 Nevada St Ste 200, Auburn, CA 95603-3752 • United States
Loomis, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Roseville | CA | 10/2009 | 03/2020 |
| Ameriprise Financial Services, Inc. | Roseville | CA | 10/2009 | 03/2020 |
| Ameriprise Financial Services, Llc | Roseville | CA | 03/2020 | Present |
Board of Directors; Granite Bay High School Touchdown Club; Sponsorship Chair; 1 Grizzly Way, , Granite Bay, CA, 95746; Not Investment-Related; 03/30/2026; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Roseville Granite Bay Business Network; This is a business leads group that passes referrals. I am not currently on the board of directors but I have been asked to be the ethics chair. I have been an active member for several years but I'm not sure why this is now listed as inactive.; 9600 Golf Club Dr., , Granite Bay, CA, 95661; Not Investment-Related; 06/27/2025; 1 to 9 hours per month; 1 to 9 during trading hours / Expert Witness; A client of mine is also an attorney. He has asked me to testify as an expert witness. The testimony will be general information regarding securities and financial planning. He will pay me $500 per hour for my testimony and I expect the time to be less than 1 hour of work.; 8203 Sierra College Blvd., , Roseville, CA, 95661; Not Investment-Related; 09/01/2025; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-08-23 |
| S63 | Uniform Securities Agent State Law Examination | 2000-01-12 |
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