Best Investors Account Sign in
Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2010-03-15
CA RA APPROVED 2009-10-05
  • TX RA
    APPROVED_RES
    Since 2010-03-15
  • CA RA
    APPROVED
    Since 2009-10-05

Branch Locations

1420 Rocky Ridge Dr Ste 200, Roseville, CA 95661 • United States

470 Nevada St Ste 200, Auburn, CA 95603-3752 • United States

Loomis, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial Yes
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Roseville CA 10/2009 03/2020
Ameriprise Financial Services, Inc. Roseville CA 10/2009 03/2020
Ameriprise Financial Services, Llc Roseville CA 03/2020 Present
  • 10/2009 → 03/2020
    Ameriprise Financial Services, Inc.
    Roseville, CA
  • 10/2009 → 03/2020
    Ameriprise Financial Services, Inc.
    Roseville, CA
  • 03/2020 → Present
    Roseville, CA
Previous Registrations
  • 2007-09-14 → 2009-10-05
    Ameriprise Advisor Services, Inc.
    Roseville, CA
    Roseville, CA
  • 2001-03-29 → 2007-09-19
    A. G. Edwards & Sons, Inc.
    Roseville, CA
    Roseville, CA
Other Businesses

Board of Directors; Granite Bay High School Touchdown Club; Sponsorship Chair; 1 Grizzly Way, , Granite Bay, CA, 95746; Not Investment-Related; 03/30/2026; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Roseville Granite Bay Business Network; This is a business leads group that passes referrals. I am not currently on the board of directors but I have been asked to be the ethics chair. I have been an active member for several years but I'm not sure why this is now listed as inactive.; 9600 Golf Club Dr., , Granite Bay, CA, 95661; Not Investment-Related; 06/27/2025; 1 to 9 hours per month; 1 to 9 during trading hours / Expert Witness; A client of mine is also an attorney. He has asked me to testify as an expert witness. The testimony will be general information regarding securities and financial planning. He will pay me $500 per hour for my testimony and I expect the time to be less than 1 hour of work.; 8203 Sierra College Blvd., , Roseville, CA, 95661; Not Investment-Related; 09/01/2025; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-08-23
S63 Uniform Securities Agent State Law Examination 2000-01-12
  • S65 Uniform Investment Adviser Law Examination
    2007-08-23
  • S63 Uniform Securities Agent State Law Examination
    2000-01-12
Other Names
  • Kable Doria

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Roseville, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor