Mitchell Zides

Employer firm

Constant Guidance Financial, LLC CRD 172612

$198M regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers

Constant Guidance Financial, Llc

1 North Ave, North Attleboro, MA 02763 • United States

Current Registrations

Authority	Category	Status	Date
RI	RA	APP_PEND_IARCE	2026-01-01
NH	RA	APPROVED	2023-06-22
MA	RA	APPROVED	2014-10-01

RI RA
APP_PEND_IARCE

Since 2026-01-01
NH RA
APPROVED

Since 2023-06-22
MA RA
APPROVED

Since 2014-10-01

Branch Locations

1 North Ave, North Attleboro, MA 02763 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Pioneer Funds Distributor, Inc.	Boston	MA	10/2004	Present
Pioneer Institutional Asset Management, Inc.	Boston	MA	04/2006	Present

10/2004 → Present

Pioneer Funds Distributor, Inc.

Boston, MA
04/2006 → Present

Pioneer Institutional Asset Management, Inc.

Boston, MA

Previous Registrations

2006-04-20 → 2011-03-24

Amundi Pioneer Institutional Asset Management, Inc.

Boston, MA
2004-10-12 → 2006-04-20

Amundi Asset Management Us, Inc.

Boston, MA
2003-06-13 → 2004-10-21

John Hancock Investment Management Llc

Boston, MA
2003-04-22 → 2004-10-19

Manulife Investment Management (Us) Llc

Boston , MA

Other Businesses

SELF EMPLOYED REAL ESTATE AGENT; NOT INVESTMENT RELATED; MARCH 2015; SPEND APPROXIMATELY 5% OF MY TIME DURING THE WEEK; NO TIME DURING TRADING HOURS; LICENSED REAL ESTATE AGENT

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2003-01-14
S63	Uniform Securities Agent State Law Examination	1998-01-16

S65 Uniform Investment Adviser Law Examination

2003-01-14
S63 Uniform Securities Agent State Law Examination

1998-01-16

Designations

Certified Financial Planner

Other Names

Mitchell Scott Zides

View on SEC IAPD