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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-05-18
IL RA APPROVED 2005-03-28
  • TX RA
    APPROVED_RES
    Since 2012-05-18
  • IL RA
    APPROVED
    Since 2005-03-28

Branch Locations

305A W. Washington, Pontiac, IL 61704 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pensions Plus Pontiac IL 07/1996 Present
Cambridge Investment Research, Inc. Fairfield IA 09/2003 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 03/2005 Present
Previous Registrations
  • 2001-06-06 → 2003-09-23
    Cuna Brokerage Services, Inc.
    Naperville, IL
Other Businesses

1) DARRELL DOUGLASS,INDEPENDENT INSURANCE AGENT, 305A W WASHINGTON, PONTIAC, IL, 6/1996 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. NIR - 2/WK - 2/TRADING. 2) PENSIONS PLUS (NON-INVESTMENT RELATED), 305A W. WASHINGTON, PONTIAC, IL; PRESIDENT, SINCE 6/96; ENGAGE IN HEALTH INSURANCE SALES, LIMITED TAX PREP HELP FOR EXISTING CLIENTS AND LIMITED CONSULTING TO SMALL BUSINESSES; 5 HRS/MO DURING TRADING HRS. 3) TRUNK BAY DEVELOPMENT, 3807 GE RD STE 3, BLOOMINGTON, IL 61704. BEGAN 06/01/2009 AS MINORITY OWNER OF RESIDENTIAL REAL ESTATE DEVELOPMENT COMPANY, STRUCTURED AS AN LLC. I AM A PASSIVE INVESTOR IN THIS VENTURE ONLY TIME WILL BE SPENT REVIEWING REPORTS, GETTING UPDATES ON STATUS OF PROJECT. NOT INVESTMENT RELATED. DEVOTES 5HR/MO, 5HR/MO DURING TRADING. 4) DOUGLASS FAMILY LLC, 305A W WASHINGTON, PONTIAC, IL 01/01/2014 ; AS LIMITED PARTNER ; NOT INVESTMENT RELATED ; DEVOTES 0 HRS. 5) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 30/WK - 30/TRADING. 03/01/05. 6) MACLEAN COUNTY LAND TRUST D2015, 3807 GE RD STE 2, BLOOMINGTON, IL, 3/2015 AS PARTNER OWNING REAL ESTATE. NIR - 2/MO - 0/TRADING. 7) DOUGLASS FINANCIAL SERVICES, 305A W Washington, Pontiac IL 61764, United States, 06/19/2024, DBA, Using a Trade Name/dba, INV REL, 200/MO - 200/TRADING. 8) PENSIONS PLUS DBA DOUGLASS FINANCIAL SERVICES, 305A W Washington, Pontiac IL 61764, United States, 06/01/1996, President, Tax Services, NIR, 8 HR/MO - 8 HR/MO TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-06-18
S63 Uniform Securities Agent State Law Examination 1998-01-30
  • S65 Uniform Investment Adviser Law Examination
    1999-06-18
  • S63 Uniform Securities Agent State Law Examination
    1998-01-30

View on SEC IAPD

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