Raymond Joseph Weigand

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2015-06-12
CA	RA	APPROVED	2009-03-27

TX RA
APPROVED_RES

Since 2015-06-12
CA RA
APPROVED

Since 2009-03-27

Branch Locations

Tucson, AZ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	Tucson	AZ	03/2009	Present

03/2009 → Present

Lpl Financial, Llc

Tucson, AZ

Previous Registrations

2007-04-13 → 2009-03-27

Banc Of America Investment Services, Inc.

Tucson, AZ

Tucson, AZ

Tucson, AZ

Tucson, AZ

Other Businesses

1. 03/26/2009 - DBA ONLY - WEIGAND FINANCIAL GROUP - TUCSON, AZ. 2. 3/10/2023 - Raymond Weigand, PLLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date - 01/01/2019 - 160 Hours Per Month/160 Hours During Securities Trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-04-11
S63	Uniform Securities Agent State Law Examination	1997-12-11

S66 Uniform Combined State Law Examination

2007-04-11
S63 Uniform Securities Agent State Law Examination

1997-12-11

View on SEC IAPD