Kalpana Dilip Shah

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2004 → Present
  Lpl Financial
  Troy, MI

Other Businesses

1. 4/13/2007: HAP (HEALTH ALLIANCE PLAN); At reported business locations; Non-Variable Insurance; Investment related. 2. 4/24/2008: Dilip Shah Irrevocable Life Insu Trust; At reported business locations; Act in a Fiduciary Capacity; Investment related. 3. 4/24/2008: Sujata Shah Revocable life insurance trust; At reported business locations; Act in a Fiduciary Capacity; Investment related. 4. 11/3/2014: Action Benefit, United Health; At reported business locations; Non-Variable Insurance; Investment related; start date 1/1/2007; 5 Hr./mo, none during trading. 5. 4/26/2021 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 3/16/2021 - 2 Hours Per Month/1 Hours During Securities Trading - Offering supplement health benefits to individuals and group for Dental/Vision and short term/Long term disability etc through Ameritas. 6. 11/01/2021 - Home - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 10/28/2021 - 4 Hours Per Month/25 Hour During Securities Trading.

Exams

• S66 Uniform Combined State Law Examination
  2010-10-05
• S63 Uniform Securities Agent State Law Examination
  1998-03-13