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Current Employers
Brookfield Management Group, Llc

Upper Saddle River, NJ • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-06-20
  • NJ RA
    APPROVED
    Since 2024-06-20

Branch Locations

Upper Saddle River, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Brookfield Management Group, Llc Upper Saddle River NJ 06/2019 Present
Cfam, Llc Boulder CO 01/2001 06/2019
Other Businesses

JPCO, LLC, Non-Investment related, 81 Old Stone Church Road, Upper Saddle River, NJ 07458, Business Consulting, Member started 5/2006, 20 hours/month, 20 hours/month during securities trading hours, Consulting business owners and other professionals on business, operations, and technologies.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-06-17
S63 Uniform Securities Agent State Law Examination 1998-01-28
  • S65 Uniform Investment Adviser Law Examination
    2024-06-17
  • S63 Uniform Securities Agent State Law Examination
    1998-01-28

View on SEC IAPD

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