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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-07-24
MI RA APPROVED 2016-07-27
  • TX RA
    APPROVED_RES
    Since 2024-07-24
  • MI RA
    APPROVED
    Since 2016-07-27

Branch Locations

5242 Plainfield Ave, Suite D, Grand Rapids, MI 49525 • United States

305 Madison Avenue, Morristown, NJ 07960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investment Services Group Grand Rapids MI 11/1997 Present
Lpl Financial, Llc Grand Rapids MI 07/2016 Present
Private Advisor Group, Llc Morristown NJ 07/2016 Present
  • 11/1997 → Present
    Investment Services Group
    Grand Rapids, MI
  • 07/2016 → Present
    Lpl Financial, Llc
    Grand Rapids, MI
  • 07/2016 → Present
    Morristown, NJ
Previous Registrations
  • 2010-07-20 → 2016-07-22
    Vsr Financial Services, Inc.
    Overland Park, KS
    Grand Rapids, MI
Other Businesses

1) 07/22/2016: Matthew Brown - Non-Variable Insurance - INV REL - At Reported Business Location(s) - Started 02/25/1997 - life and fixed annuities - 8 Hr/Mo; 1 Hours During Securities Trading; 1% Time Spent 2) 07/22/2016: Investment Services Group - DBA for LPL Business (entity for LPL business) - INV REL - At Reported Business Location(s) - Started 10/01/1997 3) 08/02/2016: Private Advisor Group, LLC - Registered Investment Advisor - (Hybrid) Private Advisor Group - INV REL - 65 Madison Avenue, Suite 300 Morristown, NJ 07960 - Started 05/01/2016 - 160 Hr/Mo; 40 Hours During Securities Trading; 100% Time Spent. 4) 11/23/2016: Glenwood Holdings - Investment Related - 3333 Grand Ridge Dr NE, Grand Rapids, MI 49525 - Business Entity For Tax/Investment Purposes Only - Started 11/21/16 - 0 Hours Per Month. 5) 12/13/2016: Glenwood 918 - Investment Related - 3333 Grand Ridge Dr NE, Grand Rapids, MI 49525 - Business Entity For Tax/Investment Purposes Only - Started 11/21/16 - 0 Hours Per Month. 6) 5/31/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date:05/24/2018 - 15 Hour(s) Per Month/15 Hour(s) During Trading. 7) 9/23/2021 - ISG - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 09/20/2021 - 160 Hours Per Month During Securities Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-06-10
S63 Uniform Securities Agent State Law Examination 1997-11-13
  • S65 Uniform Investment Adviser Law Examination
    2010-06-10
  • S63 Uniform Securities Agent State Law Examination
    1997-11-13

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