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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-07-24 |
| MI | RA | APPROVED | 2016-07-27 |
Branch Locations
5242 Plainfield Ave, Suite D, Grand Rapids, MI 49525 • United States
305 Madison Avenue, Morristown, NJ 07960 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Services Group | Grand Rapids | MI | 11/1997 | Present |
| Lpl Financial, Llc | Grand Rapids | MI | 07/2016 | Present |
| Private Advisor Group, Llc | Morristown | NJ | 07/2016 | Present |
1) 07/22/2016: Matthew Brown - Non-Variable Insurance - INV REL - At Reported Business Location(s) - Started 02/25/1997 - life and fixed annuities - 8 Hr/Mo; 1 Hours During Securities Trading; 1% Time Spent 2) 07/22/2016: Investment Services Group - DBA for LPL Business (entity for LPL business) - INV REL - At Reported Business Location(s) - Started 10/01/1997 3) 08/02/2016: Private Advisor Group, LLC - Registered Investment Advisor - (Hybrid) Private Advisor Group - INV REL - 65 Madison Avenue, Suite 300 Morristown, NJ 07960 - Started 05/01/2016 - 160 Hr/Mo; 40 Hours During Securities Trading; 100% Time Spent. 4) 11/23/2016: Glenwood Holdings - Investment Related - 3333 Grand Ridge Dr NE, Grand Rapids, MI 49525 - Business Entity For Tax/Investment Purposes Only - Started 11/21/16 - 0 Hours Per Month. 5) 12/13/2016: Glenwood 918 - Investment Related - 3333 Grand Ridge Dr NE, Grand Rapids, MI 49525 - Business Entity For Tax/Investment Purposes Only - Started 11/21/16 - 0 Hours Per Month. 6) 5/31/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date:05/24/2018 - 15 Hour(s) Per Month/15 Hour(s) During Trading. 7) 9/23/2021 - ISG - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 09/20/2021 - 160 Hours Per Month During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-06-10 |
| S63 | Uniform Securities Agent State Law Examination | 1997-11-13 |
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