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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2004-10-08 |
| FL | RA | APPROVED | 2003-09-03 |
Branch Locations
101 E Kennedy Blvd Pbig - Florida Pwm Tampa, Tampa, FL 33602 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Tampa | FL | 08/2003 | Present |
| Bank Of America, N.A. | Lakeland | FL | 12/2009 | Present |
I*34085 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: AUTHOR INVESTMENT RELATED: N ADDRESS OF BUSINESS: N/A, FLORIDA 33611 NATURE OF BUSINESS: OTHER, PARTNERSHIP POSITION, TITLE, ASSOCIATION: GENERAL PARTNER, START DATE OF RELATIONSHIP: 12/1/2006 NUMBER OF HOURS DEVOTED: 20 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 2 DUTIES: BOOKS/AUTHORSHIP I*104860 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: TAMPA PREP PREPARATORY SCHOOL INVESTMENT RELATED: N ADDRESS OF BUSINESS: TAMPA, FLORIDA 33606 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: ADVISORY BOARD MEMBER, START DATE OF RELATIONSHIP: 5/18/2017 NUMBER OF HOURS DEVOTED: 3 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: BOARD OF DIRECTORS: MEET ONCE A MONTH TO DISCUSS SCHOOL ACTIVITIES
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-03-06 |
| S63 | Uniform Securities Agent State Law Examination | 1999-12-28 |
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