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Current Employers
Frost Investment Services

111 West Houston Street, San Antonio, TX 78205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-01-28
  • TX RA
    APPROVED
    Since 2022-01-28

Branch Locations

111 West Houston Street, San Antonio, TX 78205 • United States

1700 Post Oak Blvd Ste 120, Houston, TX 77056 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Frost National Bank Houston TX 11/2011 Present
Frost Brokerage Services, Inc. Houston TX 01/2012 Present
  • 11/2011 → Present
    Frost National Bank
    Houston, TX
  • 01/2012 → Present
    Frost Brokerage Services, Inc.
    Houston, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-05-18
S63 Uniform Securities Agent State Law Examination 1997-11-06
  • S66 Uniform Combined State Law Examination
    2004-05-18
  • S63 Uniform Securities Agent State Law Examination
    1997-11-06
Other Names
  • Norma Alcira Castillo

View on SEC IAPD

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