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Felix Luis Santiago

Transamerica Retirement Advisors, LLC

Pembroke Pines, FL

CRD 2970390

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Employer firm

Transamerica Retirement Advisors, LLC CRD 107319

$18.8B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Transamerica Retirement Advisors, Llc

6400 C Street Sw, Cedar Rapids, IA 52499 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2016-02-22
  • FL RA
    APPROVED
    Since 2016-02-22

Branch Locations

Pembroke Pines, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Diversified Investors Securities Corp. Lithia FL 10/2008 Present
Diversified Investment Advisors Lithia FL 09/2008 Present
  • 10/2008 → Present
    Diversified Investors Securities Corp.
    Lithia, FL
  • 09/2008 → Present
    Diversified Investment Advisors
    Lithia, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-12-16
S63 Uniform Securities Agent State Law Examination 1998-09-25
  • S65 Uniform Investment Adviser Law Examination
    2015-12-16
  • S63 Uniform Securities Agent State Law Examination
    1998-09-25
Other Names
  • Felix Luis Jr Santiago

View on SEC IAPD

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