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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-16 |
| CT | RA | APPROVED | 2020-08-10 |
Branch Locations
888 Veterans Memorial Highway Suite 300, Hauppauge, NY 11788 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Stony Brook | NY | 10/2012 | 08/2020 |
| Red Devils Youth Hardball Inc. | Center Moriches | NY | 11/2017 | 08/2019 |
| I.M.M. Vista Drive, Llc | Manorville | NY | 04/2019 | Present |
| Morgan Stanley Smith Barney Llc | Hauppague | NY | 08/2020 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 09/2020 | Present |
*407939 - I.M.M. Vista Drive LLC; Investment related Yes; Center Moriches,NY; Real Estate; Officer (proprietor, partner, officer, director, employee, trustee, agent); Oct 2018; During business hours: 0; After business hours: 1; Property Management
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-04-13 |
| S63 | Uniform Securities Agent State Law Examination | 2000-01-14 |
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