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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2021-11-10 |
| TX | RA | APPROVED | 2021-11-10 |
Branch Locations
6101 Carnegie Blvd Ste 200, Charlotte, NC 28209 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Charlotte | NC | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Charlotte | NC | 11/2016 | 11/2021 |
| Lpl Financial Llc | Charlotte | NC | 11/2021 | Present |
1. 05/22/2024 - Cardinal Legacy Wealth Advisors - Other - other- Employee Model Brand Name - Investment Related - At Reported Business Location(s) - Start Date 06/01/2024 - 240 Hours Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-12-23 |
| S63 | Uniform Securities Agent State Law Examination | 1997-12-12 |
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